UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right-to-Buy) | 05/06/2021(1) | 05/06/2027 | Common Stock | 10,493 | $ 5.39 | D | |
Stock Option (Right-to-Buy) | 11/24/2020(2) | 11/24/2027 | Common Stock | 18,750 | $ 4.4512 | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 3,983 | $ (3) | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 7,115 | $ (3) | D | |
Restricted Stock Units | (6) | (6) | Common Stock | 5,000 | $ (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kumar Anita 10900 RED CIRCLE DRIVE MINNETONKA, MN 55343 |
X | President/CEO |
Suzette McNally, Attorney-in-Fact for Anita Kumar | 12/09/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Option vests as to 25% on each of the first four anniversaries of the date of grant. |
(2) | Option vests as to 25% on the date of grant and each of the first three anniversaries of the date of grant. |
(3) | Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock. |
(4) | The Restricted Stock Units vest as to 50% on each of March 28, 2021 and 2022. |
(5) | The Restricted Stock Units vest as to 1/3 on each of May 6, 2021, 2022 and 2023. |
(6) | The Restricted Stock Units vest as to 50% on each of November 24, 2021 and 2022. |